Date authorised
22 October 2021
Companies House
10702260
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    73 Brook Street
    Mayfair
    London
    W1K 4HX
    UNITED KINGDOM
    Phone
    +4408081642111
  • Complaints Contact

    73 Brook Street
    Mayfair
    London
    W1K 4HX
    UNITED KINGDOM
    Phone
    +4408081642111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Retail (Investment), Deposit

  • Authorised to Operate

  • Trades With You Directly

    For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Jeffrey Pimm

    IRN PXP00261

    • [FCA CF] Material risk taker (18 Jul 2022 to 14 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jul 2022 to 14 Mar 2025)
  • Paul John Rippon

    IRN PJR01188

    • SMF9 Chair of the Governing Body (22 Oct 2021 to 14 Nov 2022)
  • Richard Peter Gregory

    IRN RXG84351

    • SMF4 Chief Risk (22 Oct 2021 to 1 Oct 2024)
  • Robert Huw Morgan

    IRN RHM01079

    • SMF9 Chair of the Governing Body (since 28 Feb 2025)
  • Robert Reed

    IRN RXR84352

    • SMF18 Other Overall Responsibility (22 Oct 2021 to 28 Feb 2024)
  • Robert William Lankey

    IRN RWL01050

    • SMF18 Other Overall Responsibility (27 Feb 2023 to 8 Jul 2024)
  • Rupert John Carlton

    IRN RXC27698

    • SMF4 Chief Risk (since 26 Feb 2025)
    • SMF16 Compliance Oversight (since 26 Feb 2025)
  • Stephen Lancaster

    IRN SXL00409

    • SMF24 Chief Operations (22 Jan 2024 to 9 Aug 2024)
    • SMF1 Chief Executive (12 May 2022 to 9 Aug 2024)
  • Susan Elizabeth Hayes

    IRN SEH01090

    • SMF1 Chief Executive (22 Oct 2021 to 3 Dec 2021)
  • Thomas GRAHAM

    IRN TCG01035

    • [FCA CF] Material risk taker (since 1 Nov 2024)
    • [PRA CF] Managing a material risk taker (since 1 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.