Rupert John Carlton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GB Bank Limited
FRN 850286
- SMF16 Compliance Oversight (since 26 Feb 2025)
- SMF4 Chief Risk (since 26 Feb 2025)
ONMO Limited (no longer approved here)
FRN 940604
- SMF16 Compliance Oversight (3 Jul 2024 to 27 Aug 2024)
Kensington Mortgage Company Limited (no longer approved here)
FRN 310336
- SMF4 Chief Risk (17 Apr 2020 to 31 May 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.