Thomas GRAHAM

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GB Bank Limited

    FRN 850286

    • [FCA CF] Material risk taker (since 1 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2024)
    • [PRA CF] Managing a material risk taker (since 1 Nov 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (23 Feb 2018 to 4 Dec 2018)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (7 Mar 2016 to 22 Jun 2021)
    • CF30 Customer (6 Mar 2015 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 4 Dec 2018)
    • CF30 Customer (6 Mar 2015 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (6 Sep 2011 to 22 Dec 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Sep 2011 to 22 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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