Gallardo Securities Limited

• Principal Place of Business

  26-28 Mount Row

  London

  W1K 3SQ

  UNITED KINGDOM

  Phone

  +442033500185

  Web

  https://www.gallardosecurities.com

• Complaints Contact

  26-28 Mount Row

  London

  W1K 3SQ

  UNITED KINGDOM

  Phone

  +442033500185

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas David Ruddell

  IRN NDR01019

  • [FCA CF] Client dealing (since 15 Dec 2025)
• Oliver Mark Brown

  IRN OMB01003

  • [FCA CF] Client dealing (since 1 Sep 2025)
• Priyank Thakkar

  IRN PXT01731

  • CF30 Customer (3 Aug 2017 to 8 Dec 2019)
• Richard George Andre Holyoake

  IRN RGH01050

  • [FCA CF] Client dealing (since 10 Feb 2025)
• Romain Chiron

  IRN RXC00457

  • [FCA CF] Client dealing (1 Dec 2021 to 8 Apr 2022)
• Samuel Sznajder

  IRN SXS01543

  • CF30 Customer (4 May 2016 to 22 Dec 2016)
• Sean Phelan

  IRN SXP02791

  • CF30 Customer (9 Jun 2016 to 22 Dec 2016)
• Shekhar Karia

  IRN SXK01211

  • [FCA CF] Client dealing (since 6 Nov 2023)
• Simon James Dooley

  IRN SJD01275

  • CF30 Customer (24 Oct 2018 to 5 Feb 2019)
• Simon John Flint

  IRN SJF01220

  • [FCA CF] Client dealing (since 1 Jan 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Mar 2020)
  • CF11 Money Laundering Reporting (4 May 2016 to 8 Dec 2019)
  • CF30 Customer (4 May 2016 to 8 Dec 2019)

• FIG MARKETS LIMITED (no longer appointed)

  FRN 1019560 · Appointed 31 Oct 2024 · Until 8 Apr 2025

No changes recorded yet.