Shekhar Karia

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gallardo Securities Limited

    FRN 724231

    • [FCA CF] Client dealing (since 6 Nov 2023)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Client dealing (1 Aug 2022 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (1 Aug 2022 to 31 Mar 2023)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Client dealing (31 Oct 2020 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (31 Oct 2020 to 31 Mar 2023)
    • CF30 Customer (16 Jan 2015 to 8 Dec 2019)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF26 Customer Trading (22 Aug 2003 to 28 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.