Date authorised
1 April 2013
Companies House
03265272
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4402072048990
  • Complaints Contact

    Gallagher
    1 Genesis Business Park
    Albert Drive
    Woking
    Surrey
    GU21 5RW
    UNITED KINGDOM
    Phone
    +4407500578873

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Thomas Wincott

    IRN MTW01050

    • CF22 Investment Adviser (Trainee) (21 Dec 2004 to 31 Dec 2006)
  • Maurice Clive Brunet

    IRN MCB01076

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 20 Jan 2025)
    • CF2 Non Executive Director (11 Apr 2016 to 8 Dec 2019)
  • Michael Keith Barton

    IRN MKB01047

    • CF1 Director (28 Jul 2010 to 1 Nov 2011)
  • Michael Peter Rea

    IRN MPR01056

    • CF1 Director (12 Oct 2015 to 28 Jan 2016)
  • Michelle Ritson

    IRN MAR00016

    • CF30 Customer (1 Jun 2014 to 30 Sep 2019)
  • Neil James Brocklehurst

    IRN NXB00452

    • CF1 Director (AR) (13 Sep 2023 to 31 Jan 2024)
  • Nicholas Hugh Cecil Gibson

    IRN NHG00002

    • CF30 Customer (1 Nov 2007 to 21 Dec 2010)
    • CF21 Investment Adviser (1 Sep 2002 to 31 Oct 2007)
  • Nicholas MacKenzie Herbert Burns

    IRN NMB00004

    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Nov 2022)
    • CF1 Director (8 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (8 Oct 2019 to 30 Nov 2022)
    • CF3 Chief Executive (8 Oct 2019 to 8 Dec 2019)
  • Nicolas Charles Mason

    IRN NCM00005

    • CF30 Customer (1 Jun 2014 to 10 Aug 2015)
  • Nigel Railton

    IRN NXR10223

    • CF1 Director (AR) (14 Jan 2019 to 5 Feb 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.