Date authorised
1 April 2013
Companies House
03265272
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4402072048990
  • Complaints Contact

    Gallagher
    1 Genesis Business Park
    Albert Drive
    Woking
    Surrey
    GU21 5RW
    UNITED KINGDOM
    Phone
    +4407500578873

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Timothy Kiely

    IRN PTK01009

    • CF30 Customer (3 May 2012 to 28 Jul 2016)
  • Pedro Daniel Calatayud

    IRN PDC01127

    • CF11 Money Laundering Reporting (15 May 2013 to 22 Jan 2016)
  • Peter Geoffrey Osborne

    IRN PGO00001

    • CF30 Customer (1 Jun 2014 to 30 Jan 2015)
  • Peter George Hann

    IRN PGH00024

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
    • CF29 Significant management (1 Nov 2007 to 12 May 2015)
    • CF30 Customer (1 Nov 2007 to 5 Jun 2015)
    • CF24 Pension Transfer Specialist (13 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Aug 2006 to 13 Nov 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Aug 2006 to 31 Oct 2007)
  • Peter Nigel Packham

    IRN PNP01014

    • CF30 Customer (7 Jul 2014 to 31 Dec 2014)
  • Philip Ashley William Holden

    IRN PAH01184

    • CF28 Systems and controls (1 Nov 2007 to 15 Aug 2017)
    • CF1 Director (17 Jan 2003 to 15 Aug 2017)
    • CF13 Finance (17 Jan 2003 to 31 Oct 2007)
  • Richard Brian Jackson

    IRN RBJ01025

    • CF30 Customer (1 Jun 2014 to 30 Sep 2015)
  • Richard Paul Haynes

    IRN RPH00006

    • CF29 Significant management (17 Jul 2015 to 13 Jan 2016)
  • Richard Steiner Harris

    IRN RXS01632

    • CF30 Customer (1 Jun 2014 to 9 Jan 2015)
  • Robert James Otter

    IRN RJO00001

    • CF30 Customer (1 Jun 2014 to 1 Jun 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.