Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gallagher Risk & Reward Limited
FRN 184711
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
- [FCA CF] Client dealing (since 31 Mar 2021)
- CF29 Significant management (1 Nov 2007 to 12 May 2015)
- CF30 Customer (1 Nov 2007 to 5 Jun 2015)
- CF24 Pension Transfer Specialist (13 Jul 2007 to 31 Oct 2007)
- CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Aug 2006 to 13 Nov 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Aug 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.