Date authorised
1 April 2013
Companies House
03265272
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4402072048990
  • Complaints Contact

    Gallagher
    1 Genesis Business Park
    Albert Drive
    Woking
    Surrey
    GU21 5RW
    UNITED KINGDOM
    Phone
    +4407500578873

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susan Carol Langley

    IRN SCW01073

    • CF2 Non Executive Director (18 Sep 2015 to 20 Apr 2016)
  • Susan Hides

    IRN SXH01739

    • CF30 Customer (11 May 2016 to 31 Jan 2018)
  • Timothy John Shepperson

    IRN TJS01138

    • CF30 Customer (1 Jun 2014 to 31 Dec 2014)
  • Timothy Neil Johnson

    IRN TNJ00001

    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jan 2019)
    • Responsible for Insurance Mediation (17 Nov 2016 to 30 Sep 2018)
    • CF3 Chief Executive (1 Jan 2013 to 10 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
    • CF1 Director (1 Dec 2001 to 14 Feb 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Tracey Gloyne

    IRN TXC00069

    • CF30 Customer (1 Jun 2014 to 31 Dec 2014)
  • Trevor Philip Newbery

    IRN TPN01021

    • CF2 Non Executive Director (11 Nov 2015 to 20 Apr 2016)
  • Vanessa Elaine Blake

    IRN VEB01004

    • CF30 Customer (10 Jan 2014 to 22 Oct 2014)
  • Vincent Savidge

    IRN VES01013

    • CF30 Customer (10 Jun 2014 to 31 Dec 2014)
  • William Lindsay McGowan

    IRN WLM01014

    • CF1 Director (15 Nov 2012 to 20 Apr 2016)
  • William Ziebell

    IRN WXZ00021

    • SMF3 Executive Director (2 Jun 2023 to 18 Dec 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.