Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Atomos Financial Planning Limited
FRN 193503
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 May 2024)
- [FCA CF] Client dealing (since 1 May 2024)
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- Responsible for Insurance Distribution (1 Oct 2018 to 10 Jan 2019)
- Responsible for Insurance Mediation (17 Nov 2016 to 30 Sep 2018)
- CF3 Chief Executive (1 Jan 2013 to 10 Jan 2019)
- CF30 Customer (1 Nov 2007 to 31 Dec 2014)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 14 Feb 2019)
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- (12)Employed By (19 Dec 2016 to 28 Feb 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.