Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 30 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (since 5 Oct 2021)
    • [FCA CF] Client dealing (since 5 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2021)
  • Create FM Ltd

    FRN 585747

    • Employed By (since 5 Oct 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (22 Dec 2015 to 30 Sep 2021)
  • Create Financial Management LLP (no longer approved here)

    FRN 229237

    • Employed By (22 Dec 2015 to 30 Sep 2021)
  • Gallagher Risk & Reward Limited (no longer approved here)

    FRN 184711

    • CF30 Customer (10 Jun 2014 to 31 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.