Gallagher (Administration & Investment) Limited

Date authorised
1 April 2013
Companies House
01034719
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Wood Street
    London
    EC2V 7AF
    UNITED KINGDOM
    Phone
    +4402074291000
  • Complaints Contact

    The Walbrook Building
    25 Walbrook
    London
    City Of London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4402030574380

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jody Scowcroft

    IRN JXS04176

    • [FCA CF] Client dealing (since 31 Jan 2026)
  • John Anthony Whitehead

    IRN JAW00068

    • CF30 Customer (1 Nov 2007 to 4 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • John Jeffrey Griffiths

    IRN JJG01070

    • CF30 Customer (31 Jul 2009 to 17 Jan 2019)
  • John Leonard Gillespie Deacon

    IRN JLD01025

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF1 Director (28 Sep 2016 to 22 Nov 2019)
  • John Patrick Breedon

    IRN JPB01096

    • [FCA CF] Client dealing (17 Dec 2020 to 12 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 12 Aug 2022)
  • John Philip Walbaum

    IRN JPW00013

    • CF1 Director (11 Nov 2002 to 18 Nov 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
  • John William Yates

    IRN JWY01003

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (19 Jun 2014 to 8 Dec 2019)
  • Jonathan Malcolm Rice

    IRN JXR00128

    • [FCA CF] Material risk taker (since 2 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Mar 2026)
  • Jonathan Parker

    IRN JXP01369

    • [FCA CF] Client dealing (since 31 Jan 2026)
  • Joseph Evans

    IRN JXE00215

    • [FCA CF] Client dealing (since 31 Jan 2026)
    • [FCA CF] Manager of certification employee (since 31 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.