Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (17 Dec 2020 to 12 Aug 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Aug 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 12 Aug 2022)
- [FCA CF] Significant management (9 Dec 2019 to 12 Aug 2022)
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- CF21 Investment Adviser (31 Mar 2004 to 21 Jun 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.