Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gallagher (Administration & Investment) Limited (no longer approved here)

    FRN 115057

    • [FCA CF] Client dealing (17 Dec 2020 to 12 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 12 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Aug 2022)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF21 Investment Adviser (31 Mar 2004 to 21 Jun 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.