Gain Capital UK Limited

• Principal Place of Business

  Gain Capital UK Limited

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

  Web

  https://www.stonex.com

• Complaints Contact

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Benjamin James Churchill

  IRN BJC01093

  • CF30 Customer (1 Nov 2007 to 16 Sep 2009)
  • CF26 Customer Trading (9 May 2005 to 31 Oct 2007)
• Benjamin James Cooper

  IRN BJC01100

  • CF30 Customer (24 Sep 2008 to 9 Dec 2010)
• Bret Shane Woudstra

  IRN BSW01021

  • CF1 Director (28 Jul 2008 to 1 Mar 2010)
  • CF28 Systems and controls (28 Jul 2008 to 1 Mar 2010)
• Brian Siklich

  IRN BXS01795

  • CF30 Customer (6 Jul 2016 to 31 Aug 2017)
• Cara Louise Kilbey

  IRN CLK01021

  • CF26 Customer Trading (1 Dec 2005 to 21 Dec 2005)
• Carl Michael Woodhouse

  IRN CMW01092

  • CF30 Customer (1 Nov 2007 to 19 Feb 2008)
  • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
• Caroline Hoey

  IRN CXH01421

  • CF26 Customer Trading (4 Jun 2003 to 15 Aug 2003)
• Cary Allen Depel

  IRN CAD01074

  • CF1 Director (10 Nov 2006 to 18 Jun 2007)
• Catello Coppola

  IRN CXC01335

  • CF26 Customer Trading (19 Feb 2007 to 28 Jun 2007)
• Catherine Dunseath

  IRN CXD01342

  • CF26 Customer Trading (19 Feb 2007 to 31 Aug 2007)

• IO com Kereskedelrni és Szolgáltató koríatolt Felelosségú Táraság (no longer appointed)

  FRN 587251 · Appointed 30 Aug 2012 · Until 2 Oct 2013

• Tom Hougaard (no longer appointed)

  FRN 516583 · Appointed 21 Jan 2010 · Until 14 Jul 2011

• PGB Limited (no longer appointed)

  FRN 496584 · Appointed 19 Feb 2009 · Until 19 Jan 2010

No changes recorded yet.