Gain Capital UK Limited

• Principal Place of Business

  Gain Capital UK Limited

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

  Web

  https://www.stonex.com

• Complaints Contact

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Chantelle Naomi Batchelor

  IRN CNB01055

  • CF30 Customer (8 Jan 2009 to 28 Sep 2009)
• Charles Henry Scott Wood

  IRN CHW01014

  • CF26 Customer Trading (1 Dec 2001 to 30 Jan 2003)
• Charles Robert Owens

  IRN CRO01008

  • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
  • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
• Cheng Li

  IRN CXL01723

  • CF30 Customer (20 Dec 2017 to 8 Dec 2019)
• Christopher Charles Gordon

  IRN CCG01019

  • CF30 Customer (8 Jan 2008 to 8 Oct 2010)
• Christopher John Clarke

  IRN CJC01180

  • CF26 Customer Trading (11 Jul 2002 to 15 Aug 2002)
• Christopher John Ford

  IRN CJF01112

  • CF30 Customer (1 Nov 2007 to 7 Jul 2008)
  • CF26 Customer Trading (28 Jun 2006 to 31 Oct 2007)
• Christopher John Onslow

  IRN CJO01054

  • CF30 Customer (1 Nov 2007 to 5 Jan 2009)
  • CF26 Customer Trading (26 Apr 2007 to 31 Oct 2007)
• Christopher Jonathan Sparke

  IRN CJS01186

  • CF26 Customer Trading (4 Sep 2006 to 20 Oct 2006)
• Christopher Nelson-Smith

  IRN CXN01174

  • CF30 Customer (14 Apr 2008 to 8 Dec 2010)

• IO com Kereskedelrni és Szolgáltató koríatolt Felelosségú Táraság (no longer appointed)

  FRN 587251 · Appointed 30 Aug 2012 · Until 2 Oct 2013

• Tom Hougaard (no longer appointed)

  FRN 516583 · Appointed 21 Jan 2010 · Until 14 Jul 2011

• PGB Limited (no longer appointed)

  FRN 496584 · Appointed 19 Feb 2009 · Until 19 Jan 2010

No changes recorded yet.