Gain Capital UK Limited

Date authorised
1 April 2013
Companies House
01761813
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gain Capital UK Limited
    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000
    Web
    https://www.stonex.com

  • Complaints Contact

    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Panayiotou

    IRN CXP01149

    • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Christopher Paul Lodge

    IRN CPL01028

    • CF29 Significant management (23 Apr 2012 to 31 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2010)
    • CF26 Customer Trading (16 Apr 2003 to 31 Oct 2007)
  • Christopher Warren Calhoun

    IRN CWC01039

    • CF2 Non Executive Director (23 Aug 2016 to 8 Dec 2019)
  • Claire Holly Bannister

    IRN CHB01039

    • CF26 Customer Trading (2 Sep 2002 to 17 Jun 2005)
  • Clifford Connors

    IRN CXC01259

    • CF26 Customer Trading (1 Dec 2001 to 18 Jan 2002)
  • Clinton James Burrell

    IRN CJB01199

    • CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
  • Clive John Cooke

    IRN CJC01110

    • CF30 Customer (1 Nov 2007 to 15 Sep 2009)
    • CF26 Customer Trading (17 Apr 2002 to 31 Oct 2007)
    • CF3 Chief Executive (17 Apr 2002 to 11 Mar 2009)
    • CF8 Apportionment and Oversight (17 Apr 2002 to 31 Oct 2007)
    • CF1 Director (17 Apr 2002 to 9 Mar 2009)
  • Corina Popescu

    IRN CXP01408

    • CF30 Customer (14 May 2008 to 15 Aug 2008)
  • Daniaal Awais-Dean

    IRN DXA01501

    • CF30 Customer (25 Jun 2016 to 20 Oct 2017)
  • Daniel Barry Frostick

    IRN DBF01010

    • CF26 Customer Trading (1 Dec 2001 to 16 Aug 2004)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.