Gain Capital UK Limited

Date authorised
1 April 2013
Companies House
01761813
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gain Capital UK Limited
    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000
    Web
    https://www.stonex.com

  • Complaints Contact

    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon John Daniels

    IRN SJD01119

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
  • Simon Ralph Leadbeatter

    IRN SRL01049

    • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2007)
  • Simon Russell Bird

    IRN SRB01069

    • CF1 Director (12 Dec 2008 to 24 Sep 2013)
  • Sophie Amelia Squillacioti

    IRN SAS01342

    • CF1 Director (18 Oct 2012 to 12 Oct 2015)
  • Stephen Christian Judge

    IRN SCJ01025

    • CF11 Money Laundering Reporting (7 Feb 2002 to 9 May 2005)
  • Stephen Jan Siemienski

    IRN SJS01301

    • CF30 Customer (1 Nov 2007 to 13 Oct 2008)
    • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
  • Stephen Michael O'Sullivan

    IRN SMO01041

    • CF30 Customer (6 May 2009 to 9 Dec 2010)
  • Stephen Schreiber

    IRN SXS01447

    • CF30 Customer (1 Nov 2007 to 23 Dec 2008)
    • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
  • Steven Michael Kahn

    IRN SMK01064

    • CF30 Customer (1 Nov 2007 to 21 Jul 2008)
    • CF26 Customer Trading (9 Aug 2007 to 31 Oct 2007)
  • Steven Robert Reeves

    IRN SRR01025

    • CF28 Systems and controls (1 Nov 2007 to 6 Feb 2008)
    • CF29 Significant management (1 Nov 2007 to 6 Feb 2008)
    • CF1 Director (30 Jul 2007 to 6 Feb 2008)
    • CF19 Significant Mgt (Financial Resources) (23 Oct 2006 to 31 Oct 2007)
    • CF13 Finance (23 Oct 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (23 Oct 2006 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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