Gain Capital UK Limited

• Principal Place of Business

  Gain Capital UK Limited

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

  Web

  https://www.stonex.com

• Complaints Contact

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ryan Austen John Franklin-Smith

  IRN RAF01109

  • CF30 Customer (11 Nov 2008 to 20 Feb 2009)
• Safa Marouf

  IRN SXM02388

  • CF30 Customer (8 Jan 2009 to 17 Nov 2009)
• Samantha Michelle Roady

  IRN SMR01141

  • CF1 Director (30 Nov 2015 to 1 Oct 2019)
• Samuel Ian Goult

  IRN SIG01009

  • CF26 Customer Trading (19 Feb 2007 to 12 Jun 2007)
• Samuel Thomas Steele

  IRN STS01033

  • CF30 Customer (1 Nov 2007 to 15 Jul 2011)
  • CF26 Customer Trading (28 Jun 2006 to 31 Oct 2007)
• Sapna Rughani

  IRN SXR01719

  • CF30 Customer (8 Jan 2009 to 26 Jul 2010)
• Scott Johnson

  IRN SXJ01303

  • CF30 Customer (1 Nov 2007 to 10 Feb 2010)
  • CF26 Customer Trading (28 Feb 2007 to 31 Oct 2007)
• Scott Raymond Sandat

  IRN SRS01082

  • CF30 Customer (1 Nov 2007 to 7 Jul 2010)
  • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
• Sean Lamont Johnson

  IRN SLJ01052

  • CF30 Customer (23 Apr 2009 to 1 Sep 2009)
• Sean Lloyd Bell

  IRN SLB01109

  • CF30 Customer (9 Jan 2008 to 23 Jan 2008)

• IO com Kereskedelrni és Szolgáltató koríatolt Felelosségú Táraság (no longer appointed)

  FRN 587251 · Appointed 30 Aug 2012 · Until 2 Oct 2013

• Tom Hougaard (no longer appointed)

  FRN 516583 · Appointed 21 Jan 2010 · Until 14 Jul 2011

• PGB Limited (no longer appointed)

  FRN 496584 · Appointed 19 Feb 2009 · Until 19 Jan 2010

No changes recorded yet.