Gain Capital UK Limited

Date authorised
1 April 2013
Companies House
01761813
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gain Capital UK Limited
    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000
    Web
    https://www.stonex.com

  • Complaints Contact

    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sean Power

    IRN SDP01074

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (8 May 2007 to 31 Oct 2007)
  • Sean Ray Conway

    IRN SRC01180

    • CF30 Customer (12 Jul 2016 to 21 Jun 2017)
  • Shabab Isaac

    IRN SXI01058

    • CF21 Investment Adviser (1 Jul 2002 to 17 Jul 2002)
  • Shah-Jushef Athar

    IRN SXA01770

    • CF30 Customer (27 Mar 2009 to 25 Aug 2010)
  • Sharon Cunningham

    IRN SXC01516

    • CF17 Significant Mgt (Other Business Operations) (24 Apr 2007 to 29 Oct 2007)
  • Shein Sadrudin Mithani

    IRN SXM01531

    • CF26 Customer Trading (27 Feb 2004 to 10 Mar 2004)
  • Simon Curtis

    IRN SXC02012

    • CF11 Money Laundering Reporting (13 Mar 2009 to 25 Jun 2010)
    • CF10 Compliance Oversight (13 Mar 2009 to 25 Jun 2010)
  • Simon Francis Jenkin

    IRN SFJ01010

    • CF26 Customer Trading (24 Jul 2002 to 13 Oct 2004)
  • Simon Henry John Mansell

    IRN SHM01032

    • CF1 Director (1 Dec 2001 to 25 Jun 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Apr 2002)
  • Simon James Price

    IRN SJP01202

    • CF10 Compliance Oversight (11 Jul 2002 to 23 Jan 2003)
    • CF8 Apportionment and Oversight (16 Apr 2002 to 23 Jan 2003)
    • CF26 Customer Trading (16 Apr 2002 to 23 Jan 2003)
    • CF1 Director (16 Apr 2002 to 23 Jan 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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