Gain Capital UK Limited

Date authorised
1 April 2013
Companies House
01761813
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gain Capital UK Limited
    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000
    Web
    https://www.stonex.com

  • Complaints Contact

    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Cassidy

    IRN PXC02043

    • CF1 Director (3 Sep 2012 to 30 Sep 2013)
  • Paul Dennis Warner Hare

    IRN PDH01059

    • CF30 Customer (1 Nov 2007 to 26 Nov 2007)
    • CF26 Customer Trading (5 Jun 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
  • Paul Michael Chesterton

    IRN PMC01080

    • CF26 Customer Trading (19 Feb 2007 to 20 Mar 2007)
  • Paul William Graham

    IRN PWG01015

    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF26 Customer Trading (19 May 2003 to 31 Oct 2007)
  • Peter Andrew Hall

    IRN PAH01126

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
  • Ramesh Pulandaran

    IRN RXP01275

    • CF26 Customer Trading (1 Apr 2004 to 5 May 2004)
  • Reza Kaci

    IRN RXK01145

    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
  • Rhyanna Leigh Walton

    IRN RLW01064

    • CF30 Customer (4 Nov 2010 to 8 Dec 2010)
  • Richard Andrew Hutchings

    IRN RAH01242

    • CF30 Customer (1 Nov 2007 to 3 Dec 2008)
    • CF26 Customer Trading (27 Jul 2007 to 31 Oct 2007)
  • Richard Clare

    IRN RXC02267

    • CF30 Customer (8 Jul 2016 to 31 Oct 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.