Gain Capital UK Limited

Date authorised
1 April 2013
Companies House
01761813
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gain Capital UK Limited
    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000
    Web
    https://www.stonex.com

  • Complaints Contact

    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Holland Bristol

    IRN RHB01034

    • CF30 Customer (1 Nov 2007 to 8 Dec 2010)
    • CF26 Customer Trading (23 Feb 2007 to 31 Oct 2007)
  • Richard Mark Edward Taylor

    IRN RMT01062

    • CF26 Customer Trading (27 Feb 2003 to 8 Jan 2004)
  • Richard Scott Shennan

    IRN RSS01081

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
  • Ritu Monica Gibson

    IRN RMM01083

    • CF26 Customer Trading (1 Dec 2001 to 15 Mar 2002)
  • Robert Bruce Laforest

    IRN RBL01012

    • CF30 Customer (1 Nov 2007 to 27 Aug 2009)
    • CF26 Customer Trading (28 Feb 2007 to 31 Oct 2007)
  • Robert Buchan Lee

    IRN RBL01015

    • CF30 Customer (1 Nov 2007 to 4 Oct 2012)
    • CF26 Customer Trading (5 Jun 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
  • Robert Glover

    IRN RXG01676

    • [FCA CF] Significant management (7 Sep 2021 to 12 Jul 2023)
  • Roger Ian Hambury

    IRN RIH01026

    • CF30 Customer (1 Nov 2007 to 9 Dec 2010)
    • CF1 Director (15 Nov 2006 to 1 Sep 2011)
    • CF26 Customer Trading (14 Jul 2003 to 31 Oct 2007)
  • Rupert Ireland

    IRN RCI01007

    • CF26 Customer Trading (29 Jul 2003 to 6 Sep 2007)
  • Rupert Kain

    IRN RXK01435

    • CF30 Customer (16 Nov 2009 to 30 Apr 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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