Gain Capital UK Limited

Date authorised
1 April 2013
Companies House
01761813
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gain Capital UK Limited
    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000
    Web
    https://www.stonex.com

  • Complaints Contact

    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Serff

    IRN NXS01168

    • CF30 Customer (1 Nov 2007 to 31 Jul 2015)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Nicola Poskitt

    IRN NXP01192

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (27 Aug 2003 to 31 Oct 2007)
  • Nigel Kerr

    IRN NXK01040

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2002)
  • Nigel Rose

    IRN NXR01270

    • SMF1 Chief Executive (9 Dec 2019 to 30 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2021)
    • CF3 Chief Executive (9 Sep 2015 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 26 Apr 2016)
    • CF1 Director (14 May 2010 to 8 Dec 2019)
  • Nobile Vietri

    IRN NXV01073

    • CF30 Customer (31 Jan 2008 to 20 Jul 2009)
  • Oliver James Edward Williamson

    IRN OJW01011

    • CF30 Customer (28 Jan 2008 to 25 Feb 2009)
  • Omer Bin Yahya Bhatti

    IRN OXB01056

    • CF26 Customer Trading (19 Feb 2007 to 21 May 2007)
  • Owain Derfel Rees

    IRN ODR01000

    • CF30 Customer (20 Oct 2011 to 8 Dec 2019)
  • Paul Anthony Eastell

    IRN PAE01061

    • CF30 Customer (24 Jun 2016 to 8 Dec 2019)
  • Paul Asoka Galbraith

    IRN PAG01149

    • CF21 Investment Adviser (14 Aug 2002 to 20 Oct 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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