Nigel Rose

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Exinity UK Ltd
FRN 777911
- Director of firm who is not a certification employee or a SMF manager (since 10 Jan 2025)
Gain Capital UK Limited (no longer approved here)
FRN 113942
- SMF1 Chief Executive (9 Dec 2019 to 30 Sep 2021)
- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2021)
- CF3 Chief Executive (9 Sep 2015 to 8 Dec 2019)
- CF10a CASS Oversight function (1 Oct 2011 to 26 Apr 2016)
- CF1 Director (14 May 2010 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.