Gain Capital UK Limited

• Principal Place of Business

  Gain Capital UK Limited

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

  Web

  https://www.stonex.com

• Complaints Contact

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Michael Robinson Cairns

  IRN MRC01180

  • CF1 Director (6 Oct 2009 to 1 Mar 2013)
• Michael Wilkins

  IRN MJW01271

  • CF30 Customer (2 Sep 2008 to 31 Oct 2008)
• Michel Charles Buta

  IRN MXB02071

  • CF26 Customer Trading (20 Jan 2006 to 29 Aug 2006)
• Mikela Ruth Anne Molony

  IRN MRM01077

  • CF13 Finance (1 Dec 2001 to 24 Jun 2002)
• Mitesh Shah

  IRN MXS01504

  • CF30 Customer (1 Nov 2007 to 5 Dec 2008)
  • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
• Muhammad Naveed Chohan

  IRN NXC01128

  • CF26 Customer Trading (21 Apr 2003 to 7 Dec 2004)
• Natasha Ryde

  IRN NXR01100

  • CF26 Customer Trading (1 Dec 2001 to 6 Jun 2003)
• Neil Martin Looker

  IRN NML01012

  • CF29 Significant management (27 Aug 2014 to 6 Jul 2015)
  • CF30 Customer (1 Nov 2007 to 6 Jul 2015)
  • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
• Nicholas John Holloway

  IRN NJH01203

  • CF30 Customer (8 Jan 2009 to 8 Dec 2010)
• Nicholas Mark Edward Dewhirst

  IRN NMD01042

  • CF30 Customer (11 Jan 2010 to 9 Dec 2010)

• IO com Kereskedelrni és Szolgáltató koríatolt Felelosségú Táraság (no longer appointed)

  FRN 587251 · Appointed 30 Aug 2012 · Until 2 Oct 2013

• Tom Hougaard (no longer appointed)

  FRN 516583 · Appointed 21 Jan 2010 · Until 14 Jul 2011

• PGB Limited (no longer appointed)

  FRN 496584 · Appointed 19 Feb 2009 · Until 19 Jan 2010

No changes recorded yet.