G10 Capital Limited

Date authorised
19 March 2015
Companies House
09224491
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450
    Web
    https://iqeq.com/legal-disclosures-g10/

  • Complaints Contact

    4th Floor, 3 More London Riverside
    London
    Southwark
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Anthony Simon Hannan

    IRN NAH01046

    • CF4 Partner (AR) (13 Mar 2018 to 4 Jul 2018)
    • CF30 Customer (13 Mar 2018 to 4 Jul 2018)
  • Nicholas Boyd-Mathews

    IRN NXB01130

    • CF30 Customer (27 Nov 2019 to 8 Dec 2019)
  • Nicholas Cogswell

    IRN NXC01219

    • CF3 Chief Executive (AR) (21 Feb 2022 to 15 Jul 2022)
    • CF30 Customer (21 Feb 2022 to 15 Jul 2022)
    • CF1 Director (AR) (21 Feb 2022 to 15 Jul 2022)
  • Nicholas James Jenner

    IRN NJJ01034

    • [FCA CF] Material risk taker (20 May 2025 to 30 May 2025)
    • CF30 Customer (31 Jan 2022 to 14 Feb 2023)
    • [FCA CF] Client dealing (8 Oct 2021 to 30 May 2025)
  • Nicholas James Williamson

    IRN NJW01077

    • [FCA CF] Material risk taker (since 21 May 2025)
    • CF30 Customer (since 9 May 2024)
    • CF4 Partner (AR) (since 9 May 2024)
    • [FCA CF] Client dealing (since 13 Mar 2024)
  • Nicholas Pappas

    IRN NXP01321

    • [FCA CF] Material risk taker (since 21 May 2025)
    • [FCA CF] Client dealing (since 27 Nov 2023)
    • CF30 Customer (since 26 Nov 2023)
    • CF4 Partner (AR) (since 26 Nov 2023)
  • Nicholas Peter Patrick Connors

    IRN NPC01083

    • CF30 Customer (11 Dec 2018 to 2 Apr 2019)
  • Nicholas Simon Clayton

    IRN NSC01046

    • CF30 Customer (20 Dec 2024 to 20 Feb 2026)
  • Nicola Ann Anderson

    IRN NAB01055

    • CF30 Customer (29 Mar 2017 to 21 Mar 2018)
    • CF4 Partner (AR) (29 Mar 2017 to 21 Mar 2018)
  • Nicola Colavito

    IRN NXC01218

    • CF4 Partner (AR) (2 Feb 2016 to 20 Jan 2022)
    • CF30 Customer (2 Feb 2016 to 20 Jan 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.