G10 Capital Limited

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/legal-disclosures-g10/

• Complaints Contact

  4th Floor, 3 More London Riverside

  London

  Southwark

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Razaleigh Lum

  IRN RRL01025

  • CF4 Partner (AR) (23 Sep 2021 to 14 Sep 2022)
  • CF30 Customer (7 Dec 2020 to 14 Sep 2022)
• Robert Letts

  IRN RXL00348

  • CF30 Customer (since 12 May 2023)
  • CF4 Partner (AR) (since 12 May 2023)
• Robert Scott Morris

  IRN RXM00440

  • [FCA CF] Material risk taker (20 May 2025 to 30 May 2025)
  • [FCA CF] Client dealing (5 Oct 2022 to 30 May 2025)
• Robin John Milway

  IRN RJM01495

  • CF1 Director (AR) (22 Aug 2017 to 18 Oct 2019)
  • CF30 Customer (22 Aug 2017 to 18 Oct 2019)
• Rodrigo Ariel Da Fonseca

  IRN RAD01098

  • [FCA CF] Material risk taker (since 21 May 2025)
  • [FCA CF] Client dealing (since 9 Oct 2023)
• Roelof Opperman

  IRN RXO00072

  • CF4 Partner (AR) (3 Jun 2021 to 30 Aug 2022)
  • CF30 Customer (3 Jun 2021 to 30 Aug 2022)
• Roger Douglas Wiegley

  IRN RDW01115

  • CF4 Partner (AR) (2 Feb 2016 to 29 Jan 2018)
  • CF30 Customer (2 Feb 2016 to 29 Jan 2018)
• Roger Marc Noirot

  IRN RXN75627

  • CF4 Partner (AR) (since 2 Mar 2026)
  • [FCA CF] Material risk taker (since 20 Feb 2026)
  • [FCA CF] Client dealing (since 20 Feb 2026)
• Ronald Edward Bell

  IRN REB01048

  • CF1 Director (AR) (7 Dec 2020 to 31 Dec 2025)
  • CF30 Customer (9 Nov 2020 to 31 Dec 2025)
• Rory John Quinlan

  IRN RJQ01011

  • CF30 Customer (28 Mar 2017 to 6 Jun 2017)
  • CF1 Director (AR) (28 Mar 2017 to 6 Jun 2017)

• Soam Capital Ltd (no longer appointed)

  FRN 749081 · Appointed 3 Jun 2016 · Until 24 Nov 2017

• GPI Capital Limited (no longer appointed)

  FRN 745274 · Appointed 26 Apr 2016 · Until 9 Apr 2021

• Westbeck Capital Management LLP (no longer appointed)

  FRN 742998 · Appointed 4 Apr 2016 · Until 14 Dec 2016

• Proterra Investment Partners LLP (no longer appointed)

  FRN 729588 · Appointed 21 Dec 2015 · Until 3 Oct 2016

• Peninsula Capital Advisors LLP (no longer appointed)

  FRN 728327 · Appointed 8 Dec 2015 · Until 21 Jan 2022

• Arcadia Management LLP (no longer appointed)

  FRN 726709 · Appointed 25 Nov 2015 · Until 30 Jan 2018

• King William Street Capital Management Limited (no longer appointed)

  FRN 670376 · Appointed 10 Nov 2015 · Until 24 Mar 2023

• Money Square Europe Limited (no longer appointed)

  FRN 723914 · Appointed 30 Oct 2015 · Until 29 Jul 2016

• Glen Point Capital LLP (no longer appointed)

  FRN 716518 · Appointed 11 Sep 2015 · Until 9 May 2016

• Signal Capital Partners LLP (no longer appointed)

  FRN 709983 · Appointed 13 Jul 2015 · Until 25 Oct 2016

No changes recorded yet.