Richard Razaleigh Lum

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Victory Hill Capital Partners LLP (no longer approved here)

    FRN 961570

    • SMF27 Partner (14 Sep 2022 to 24 Feb 2026)
    • [FCA CF] Significant management (14 Sep 2022 to 24 Feb 2026)
    • [FCA CF] Client dealing (14 Sep 2022 to 24 Feb 2026)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF4 Partner (AR) (23 Sep 2021 to 14 Sep 2022)
    • CF30 Customer (7 Dec 2020 to 14 Sep 2022)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (29 Jul 2019 to 28 Jul 2020)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jul 2020)
    • CF30 Customer (13 Oct 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.