Date authorised
14 September 2022
Companies House
OC433119
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21-22 Warwick Street
    London
    Westminster
    W1B 5NE
    UNITED KINGDOM
    Phone
    +442071559570
  • Complaints Contact

    21-22 Warwick Street
    London
    Westminster
    W1B 5NE
    UNITED KINGDOM
    Phone
    +442071559570

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Basil Catachanas

    IRN ABC01067

    • SMF27 Partner (14 Sep 2022 to 18 Jul 2023)
    • SMF1 Chief Executive (14 Sep 2022 to 18 Jul 2023)
  • Eduardo Cesar Monteiro

    IRN ECM01032

    • SMF27 Partner (since 14 Sep 2022)
    • [FCA CF] Client dealing (since 14 Sep 2022)
    • [FCA CF] Significant management (since 14 Sep 2022)
  • Lawrence Patrick Bucknell

    IRN LXB00339

    • SMF16 Compliance Oversight (since 14 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Sep 2022)
    • SMF27 Partner (since 14 Sep 2022)
  • Michael D'Arcy Egan

    IRN MDE01051

    • SMF27 Partner (since 14 Sep 2022)
  • Navin Chauhan

    IRN NXC01728

    • SMF27 Partner (since 28 Jun 2024)
  • Richard Razaleigh Lum

    IRN RRL01025

    • [FCA CF] Significant management (14 Sep 2022 to 24 Feb 2026)
    • SMF27 Partner (14 Sep 2022 to 24 Feb 2026)
    • [FCA CF] Client dealing (14 Sep 2022 to 24 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.