G10 Capital Limited

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FRN: 648953
Date authorised: 19 March 2015
Companies House: 09224491
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/legal-disclosures-g10/
Complaints Contact

4th Floor, 3 More London Riverside

London

Southwark

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Carbon Auction Bidding

For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Craig James Arthur Wallis
IRN CJW01265
- CF30 Customer (7 Sep 2017 to 28 Jun 2018)
Craig Richard Adams
IRN CRA01057
- CF2 Non Executive Director (AR) (15 Sep 2023 to 15 Oct 2024)
Cyril Francis Arnaud Stephane Beriot
IRN CFB01021
- CF1 Director (AR) (1 Jun 2022 to 27 Mar 2023)
- CF30 Customer (1 Jun 2022 to 27 Mar 2023)
Cyrus Dailami
IRN CXD01955
- CF30 Customer (11 May 2022 to 11 Jan 2023)
Cyrus Kaya Imregun
IRN CKI01000
- CF30 Customer (14 Aug 2020 to 15 Apr 2021)
DESMOND LAWLOR
IRN DXL01795
- CF30 Customer (14 Jul 2017 to 5 Jul 2018)
Damian Robert Bowes Taylor
IRN DRT01022
- CF4 Partner (AR) (15 Jul 2015 to 5 May 2016)
- CF30 Customer (15 Jul 2015 to 5 May 2016)
Daniel Anderson
IRN DXA09679
- CF1 Director (AR) (since 17 Dec 2024)
- CF30 Customer (since 14 Dec 2020)
- [FCA CF] Client dealing (16 Sep 2022 to 6 Sep 2023)
Daniel David Boakes
IRN DXB00938
- CF1 Director (AR) (9 Jan 2024 to 8 Nov 2024)
- CF30 Customer (9 Jan 2024 to 8 Nov 2024)
Daniel Joseph Charles Tarver
IRN DJT01238
- CF30 Customer (14 Jan 2024 to 3 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

NTM Capital 1 LLP (no longer appointed)
FRN 774520 · Appointed 21 Mar 2017 · Until 21 Mar 2018
Henley Investment Management Limited (no longer appointed)
FRN 649361 · Appointed 21 Mar 2017 · Until 1 Apr 2022
Blueglen Investment Partners Limited (no longer appointed)
FRN 772196 · Appointed 22 Feb 2017 · Until 8 Sep 2020
Atmosphere Capital Limited (no longer appointed)
FRN 772189 · Appointed 22 Feb 2017 · Until 18 May 2018
Sita Capital Partners LLP (no longer appointed)
FRN 770053 · Appointed 24 Jan 2017 · Until 6 Jul 2018
Quinbrook Infrastructure Partners Limited (no longer appointed)
FRN 765192 · Appointed 23 Nov 2016 · Until 9 Jun 2017
Fronthaul Ltd (no longer appointed)
FRN 763714 · Appointed 4 Nov 2016 · Until 7 Jun 2017
Wren Investment Office Limited (no longer appointed)
FRN 759585 · Appointed 30 Sep 2016 · Until 1 Mar 2019
Niveda Family Office LLP (no longer appointed)
FRN 628353 · Appointed 25 Aug 2016 · Until 20 Jun 2018
XIO (UK) LLP (no longer appointed)
FRN 750888 · Appointed 23 Jun 2016 · Until 16 Dec 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.