Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (8 Apr 2016 to 29 May 2018)
    • CF4 Partner (AR) (8 Apr 2016 to 29 May 2018)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF4 Partner (AR) (15 Jul 2015 to 5 May 2016)
    • CF30 Customer (15 Jul 2015 to 5 May 2016)
  • The Seaport Group Europe LLP (no longer approved here)

    FRN 526965

    • CF30 Customer (16 Jun 2014 to 1 May 2015)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF30 Customer (5 Nov 2008 to 16 Dec 2009)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 16 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.