G10 Capital Limited

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FRN: 648953
Date authorised: 19 March 2015
Companies House: 09224491
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/legal-disclosures-g10/
Complaints Contact

4th Floor, 3 More London Riverside

London

Southwark

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Carbon Auction Bidding

For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Hessam Dabiri-Rad
IRN HXD01140
- CF30 Customer (31 Jan 2022 to 20 Sep 2022)
- [FCA CF] Client dealing (16 Sep 2021 to 20 Sep 2022)
Hitoshi Usami
IRN HXU01052
- CF30 Customer (16 Nov 2015 to 28 Jul 2016)
- CF1 Director (AR) (16 Nov 2015 to 28 Jul 2016)
Hubert Gerard Patrick Van Den Bergh
IRN HXV01033
- CF4 Partner (AR) (27 Jul 2015 to 5 May 2016)
- CF30 Customer (27 Jul 2015 to 5 May 2016)
Iain McDonald
IRN IXM01128
- [FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2020)
- CF1 Director (AR) (26 Jun 2019 to 3 Nov 2020)
- CF30 Customer (26 Jun 2019 to 3 Nov 2020)
Ian Christopher Forrest
IRN ICF01019
- [FCA CF] Material risk taker (since 21 May 2025)
- [FCA CF] Client dealing (since 24 Aug 2020)
- CF30 Customer (7 Sep 2017 to 21 Nov 2019)
Ian Edward Smyth
IRN IES01017
- CF1 Director (AR) (17 Jun 2016 to 23 Nov 2017)
- CF30 Customer (17 Jun 2016 to 23 Nov 2017)
Ian Hogarth
IRN IXH00118
- CF1 Director (AR) (25 Mar 2022 to 3 Apr 2024)
- CF30 Customer (25 Mar 2022 to 3 Apr 2024)
Ian Hogarth
IRN IXH00120
- [FCA CF] Client dealing (25 Mar 2022 to 3 Apr 2024)
Ian Murray
IRN IJM01115
- [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2022)
- CF30 Customer (7 Mar 2018 to 21 Jan 2022)
Ian Rickwood
IRN IXR01232
- CF30 Customer (31 Mar 2017 to 1 Apr 2022)
- CF1 Director (AR) (31 Mar 2017 to 1 Apr 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Aestimo Technologies Limited (no longer appointed)
FRN 788177 · Appointed 4 Sep 2017 · Until 27 Dec 2019
Adal Capital Management LLP (no longer appointed)
FRN 787344 · Appointed 23 Aug 2017 · Until 19 Apr 2018
Civitas Housing Advisors Limited (no longer appointed)
FRN 760060 · Appointed 18 Aug 2017 · Until 21 Jan 2019
ARBROOK INVESTORS LIMITED (no longer appointed)
FRN 786670 · Appointed 14 Aug 2017 · Until 18 Oct 2019
GETBACK BAYTREE ADVISORS LLP (no longer appointed)
FRN 783876 · Appointed 12 Jul 2017 · Until 6 Jul 2018
Curam Capital Management LLP (no longer appointed)
FRN 783537 · Appointed 5 Jul 2017 · Until 11 Nov 2017
Quantessence Financial Limited (no longer appointed)
FRN 780349 · Appointed 1 Jun 2017 · Until 14 Jun 2017
Hartree Partners Capital Management (UK) Limited (no longer appointed)
FRN 775181 · Appointed 29 Mar 2017 · Until 4 Nov 2020
Euklid Ltd (no longer appointed)
FRN 775182 · Appointed 29 Mar 2017 · Until 21 Jan 2022
Tilstone Partners Limited (no longer appointed)
FRN 774668 · Appointed 23 Mar 2017 · Until 20 Feb 2026

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.