Ian Rickwood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HENLEY INVESTMENT MANAGEMENT LTD
FRN 943587
- SMF1 Chief Executive (since 1 Apr 2022)
- SMF3 Executive Director (since 1 Apr 2022)
G10 Capital Limited (no longer approved here)
FRN 648953
- CF1 Director (AR) (31 Mar 2017 to 1 Apr 2022)
- CF30 Customer (31 Mar 2017 to 1 Apr 2022)
Gallium Fund Solutions Limited (no longer approved here)
FRN 487176
- CF1 Director (AR) (10 Nov 2014 to 31 May 2017)
- CF30 Customer (10 Nov 2014 to 31 May 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.