Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 16 Nov 2020)
    • CF1 Director (AR) (since 16 Nov 2020)
    • [FCA CF] Significant management (since 21 Oct 2020)
    • [FCA CF] Client dealing (since 21 Oct 2020)
    • Employed By (since 16 Nov 2020)
    • Employed By (26 Jun 2019 to 3 Nov 2020)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2020)
    • CF1 Director (AR) (26 Jun 2019 to 3 Nov 2020)
    • CF30 Customer (26 Jun 2019 to 3 Nov 2020)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF1 Director (1 Dec 2001 to 30 Jan 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.