Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- CF30 Customer (since 16 Nov 2020)
- CF1 Director (AR) (since 16 Nov 2020)
- [FCA CF] Significant management (since 21 Oct 2020)
- [FCA CF] Client dealing (since 21 Oct 2020)
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BELERION CAPITAL GROUP LTD
FRN 820371
- Employed By (since 16 Nov 2020)
- Employed By (26 Jun 2019 to 3 Nov 2020)
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- [FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2020)
- CF1 Director (AR) (26 Jun 2019 to 3 Nov 2020)
- CF30 Customer (26 Jun 2019 to 3 Nov 2020)
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- CF1 Director (1 Dec 2001 to 30 Jan 2006)
- CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.