G10 Capital Limited

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/legal-disclosures-g10/

• Complaints Contact

  4th Floor, 3 More London Riverside

  London

  Southwark

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hessam Dabiri-Rad

  IRN HXD01140

  • CF30 Customer (31 Jan 2022 to 20 Sep 2022)
  • [FCA CF] Client dealing (16 Sep 2021 to 20 Sep 2022)
• Hitoshi Usami

  IRN HXU01052

  • CF30 Customer (16 Nov 2015 to 28 Jul 2016)
  • CF1 Director (AR) (16 Nov 2015 to 28 Jul 2016)
• Hubert Gerard Patrick Van Den Bergh

  IRN HXV01033

  • CF4 Partner (AR) (27 Jul 2015 to 5 May 2016)
  • CF30 Customer (27 Jul 2015 to 5 May 2016)
• Iain McDonald

  IRN IXM01128

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2020)
  • CF1 Director (AR) (26 Jun 2019 to 3 Nov 2020)
  • CF30 Customer (26 Jun 2019 to 3 Nov 2020)
• Ian Christopher Forrest

  IRN ICF01019

  • [FCA CF] Material risk taker (since 21 May 2025)
  • [FCA CF] Client dealing (since 24 Aug 2020)
  • CF30 Customer (7 Sep 2017 to 21 Nov 2019)
• Ian Edward Smyth

  IRN IES01017

  • CF1 Director (AR) (17 Jun 2016 to 23 Nov 2017)
  • CF30 Customer (17 Jun 2016 to 23 Nov 2017)
• Ian Hogarth

  IRN IXH00118

  • CF1 Director (AR) (25 Mar 2022 to 3 Apr 2024)
  • CF30 Customer (25 Mar 2022 to 3 Apr 2024)
• Ian Hogarth

  IRN IXH00120

  • [FCA CF] Client dealing (25 Mar 2022 to 3 Apr 2024)
• Ian Murray

  IRN IJM01115

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2022)
  • CF30 Customer (7 Mar 2018 to 21 Jan 2022)
• Ian Rickwood

  IRN IXR01232

  • CF30 Customer (31 Mar 2017 to 1 Apr 2022)
  • CF1 Director (AR) (31 Mar 2017 to 1 Apr 2022)

• Continuum Asymmetric LLP (no longer appointed)

  FRN 814553 · Appointed 23 Jul 2018 · Until 30 Sep 2019

• Buttermere Capital Limited (no longer appointed)

  FRN 810521 · Appointed 1 Jun 2018 · Until 28 Feb 2025

• Paraconic Technologies Limited (no longer appointed)

  FRN 810497 · Appointed 1 Jun 2018 · Until 7 Aug 2019

• Titan Capital Management Ltd (no longer appointed)

  FRN 806463 · Appointed 13 Apr 2018 · Until 3 Jan 2020

• Optimum Point Capital LLP (no longer appointed)

  FRN 803742 · Appointed 9 Mar 2018 · Until 5 Jul 2018

• Bayforest Capital Limited (no longer appointed)

  FRN 801693 · Appointed 14 Feb 2018 · Until 13 May 2021

• Oversee Capital Limited (no longer appointed)

  FRN 799961 · Appointed 29 Jan 2018 · Until 19 Dec 2018

• Builders Union LLP (no longer appointed)

  FRN 800066 · Appointed 29 Jan 2018 · Until 4 Sep 2018

• K&C REIT PLC (no longer appointed)

  FRN 792533 · Appointed 26 Oct 2017 · Until 30 Oct 2018

• IBEX CAPITAL LLP (no longer appointed)

  FRN 788458 · Appointed 8 Sep 2017 · Until 4 Jan 2018

No changes recorded yet.