G10 Capital Limited

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/legal-disclosures-g10/

• Complaints Contact

  4th Floor, 3 More London Riverside

  London

  Southwark

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Madigan

  IRN AXM04649

  • CF30 Customer (7 Oct 2025 to 24 Apr 2026)
  • [FCA CF] Material risk taker (16 Sep 2025 to 24 Apr 2026)
  • [FCA CF] Client dealing (16 Sep 2025 to 24 Apr 2026)
• Andrew Peter Daniel

  IRN APD01147

  • [FCA CF] Client dealing (23 Jun 2023 to 16 Jul 2024)
• Andrew Shrimpton

  IRN AXS03746

  • [FCA CF] Material risk taker (since 25 Apr 2025)
  • [FCA CF] Client dealing (since 14 Mar 2023)
  • SMF3 Executive Director (since 13 May 2021)
  • SMF9 Chair of the Governing Body (15 Mar 2022 to 11 Oct 2024)
• Andrew Welch Hallowell

  IRN AWH01103

  • CF30 Customer (11 Feb 2016 to 12 Sep 2016)
  • CF4 Partner (AR) (11 Feb 2016 to 12 Sep 2016)
• Andrew Williamson

  IRN AJW00171

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
  • CF30 Customer (11 Jun 2018 to 28 Feb 2025)
  • CF1 Director (AR) (11 Jun 2018 to 28 Feb 2025)
• Aneil Kumar Bhatt

  IRN AKB01058

  • CF30 Customer (13 Jul 2018 to 5 Jun 2019)
• Anil Hansjee

  IRN AXH01479

  • CF4 Partner (AR) (16 Aug 2021 to 31 Aug 2024)
  • CF30 Customer (16 Aug 2021 to 18 Jun 2025)
• Anil Joshi

  IRN AXJ01365

  • CF1 Director (AR) (25 Oct 2018 to 11 Sep 2019)
• Anthony Basil Catachanas

  IRN ABC01067

  • CF4 Partner (AR) (15 Sep 2021 to 14 Sep 2022)
  • CF30 Customer (25 Feb 2021 to 14 Sep 2022)
• Anthony Edward Reed

  IRN AXR01032

  • [FCA CF] Material risk taker (20 May 2025 to 30 May 2025)
  • [FCA CF] Client dealing (7 Mar 2025 to 30 May 2025)

• Sostratus Capital LLP (no longer appointed)

  FRN 832431 · Appointed 30 Jan 2019 · Until 28 Jan 2020

• ARES MF UK MANAGEMENT LIMITED (no longer appointed)

  FRN 826869 · Appointed 23 Nov 2018 · Until 28 Nov 2018 · Tied agent

• Starz Realty Capital Ltd. (no longer appointed)

  FRN 825335 · Appointed 7 Nov 2018 · Until 4 Dec 2019

• Blacksheep Investment Management (UK) Limited (no longer appointed)

  FRN 823560 · Appointed 17 Oct 2018 · Until 16 Feb 2019

• STARZ MORTGAGE CAPITAL LTD (no longer appointed)

  FRN 822797 · Appointed 10 Oct 2018 · Until 18 Oct 2019

• Cambrial Ltd (no longer appointed)

  FRN 822061 · Appointed 1 Oct 2018 · Until 6 Dec 2018 · Tied agent

• Harwood Real Estate Asset Management Limited (no longer appointed)

  FRN 820738 · Appointed 13 Sep 2018 · Until 13 May 2019

• Blackstar Asset Management Limited (no longer appointed)

  FRN 818228 · Appointed 29 Aug 2018 · Until 10 Dec 2020 · Tied agent

• Optima Cap LLP (no longer appointed)

  FRN 815180 · Appointed 31 Jul 2018 · Until 4 Sep 2019

• QBERA CAPITAL LLP (no longer appointed)

  FRN 797009 · Appointed 30 Jul 2018 · Until 22 Jan 2021

No changes recorded yet.