G & B Associates Independent Financial Advisers LLP

• Principal Place of Business

  The Gate House

  27 Gate Lane

  Sutton Coldfield

  B73 5TR

  UNITED KINGDOM

  Phone

  +441213212266

  Web

  https://www.gandbassociates.co.uk

• Complaints Contact

  The Gate House

  27 Gate Lane

  Sutton Coldfield

  B73 5TR

  UNITED KINGDOM

  Phone

  +441213212266

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Maxine Fisher

  IRN MXF00397

  • SMF27 Partner (since 15 Dec 2022)
  • Responsible for Insurance Distribution (since 15 Dec 2022)
• Roy Gordon Vaughan

  IRN RGV00001

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 15 Dec 2022)
  • SMF27 Partner (since 15 Dec 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Dec 2022)
  • SMF16 Compliance Oversight (since 15 Dec 2022)
  • Responsible for Insurance Distribution (since 15 Dec 2022)
  • Responsibility for MCD Intermediation (since 15 Dec 2022)
  • [FCA CF] Functions requiring qualifications (since 15 Dec 2022)
• Stuart John Watson

  IRN SJW01360

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • Responsibility for MCD Intermediation (since 15 Dec 2022)
  • Responsible for Insurance Distribution (since 15 Dec 2022)
  • SMF27 Partner (since 15 Dec 2022)
  • [FCA CF] Client dealing (since 15 Dec 2022)
  • [FCA CF] Functions requiring qualifications (since 15 Dec 2022)
• Thomas Daly

  IRN TXD01502

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
  • [FCA CF] Client dealing (since 2 Jan 2024)

No changes recorded yet.