Thomas Daly

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • G & B Associates Independent Financial Advisers LLP

    FRN 966255

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
    • [FCA CF] Client dealing (since 2 Jan 2024)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • CF30 Customer (6 Jul 2021 to 3 Jan 2024)
    • [FCA CF] Client dealing (6 Jul 2021 to 3 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jan 2024)
    • CF1 Director (AR) (12 Aug 2017 to 3 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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