Stuart John Watson

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • G & B Associates Independent Financial Advisers LLP

    FRN 966255

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 15 Dec 2022)
    • Responsibility for MCD Intermediation (since 15 Dec 2022)
    • Responsible for Insurance Distribution (since 15 Dec 2022)
    • SMF27 Partner (since 15 Dec 2022)
    • [FCA CF] Client dealing (since 15 Dec 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (4 Nov 2014 to 2 Jun 2015)
  • Beals Mortgage and Financial Services Limited (no longer approved here)

    FRN 471442

    • Employed By (29 Oct 2014 to 2 Jun 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (19 Dec 2007 to 23 Dec 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 7 Dec 2007)
    • CF22 Investment Adviser (Trainee) (2 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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