Fusion Wealth Limited

• Principal Place of Business

  Broadlands Business Campus

  Langhurstwood Road

  Horsham

  West Sussex

  RH12 4QP

  UNITED KINGDOM

  Phone

  +4401403334477

  Web

  https://www.fusionwealth.co.uk

• Complaints Contact

  Broadlands Business Campus

  Langhurstwood Road

  Horsham

  West Sussex

  RH12 4QP

  UNITED KINGDOM

  Phone

  +4401403334477

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept new Self Invested Personal Pension transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. This restriction does not apply to in-specie transfers of assets already held within a pension scheme and/or to units in a regulated collective investment scheme. Furthermore, regular monitoring of non-standard assets held will continue to be conducted by Fusion Wealth Limited, to include monthly capital adequacy checks and portfolio exposure.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ryan Paterson

  IRN RXP01719

  • [FCA CF] Client dealing (12 Mar 2021 to 1 Aug 2023)
  • [FCA CF] Functions requiring qualifications (12 Feb 2021 to 1 Aug 2023)
• Samantha Newman

  IRN SXN00122

  • [FCA CF] Significant management (12 Mar 2021 to 26 May 2022)
• Sandra Rhynes

  IRN SWR01029

  • [FCA CF] Manager of certification employee (16 Jan 2023 to 31 Jan 2023)
  • [FCA CF] Functions requiring qualifications (16 Jan 2023 to 14 Jul 2025)
  • [FCA CF] Significant management (12 Mar 2021 to 14 Jul 2025)
• Stuart Derrick

  IRN SJD01288

  • [FCA CF] Functions requiring qualifications (23 Jun 2022 to 1 Aug 2023)
  • [FCA CF] Client dealing (23 Jun 2022 to 1 Aug 2023)
  • [FCA CF] Manager of certification employee (23 Jun 2022 to 24 Jun 2022)
• Susan Bolton

  IRN SXB02739

  • CF11 Money Laundering Reporting (8 Jul 2013 to 20 Dec 2013)
  • CF10 Compliance Oversight (8 Jul 2013 to 20 Dec 2013)
• Suzanne Watkins

  IRN SXW00328

  • [FCA CF] Functions requiring qualifications (12 Mar 2021 to 13 Sep 2021)
  • [FCA CF] Manager of certification employee (12 Mar 2021 to 13 Sep 2021)
  • [FCA CF] Significant management (12 Mar 2021 to 13 Sep 2021)
• Tony Challands

  IRN TXC00134

  • [FCA CF] Material risk taker (1 Jan 2022 to 2 Sep 2024)
  • [FCA CF] Manager of certification employee (12 Mar 2021 to 26 May 2022)
  • [FCA CF] Significant management (12 Mar 2021 to 2 Sep 2024)
• Vanessa Frampton

  IRN VXF23139

  • [FCA CF] Significant management (12 Mar 2021 to 24 Dec 2021)
• Vanessa Scott

  IRN VXS00215

  • [FCA CF] Material risk taker (1 Feb 2025 to 2 Jul 2025)

• Family Wealth Platform Limited

  FRN 985076 · Appointed 11 Oct 2022

• Fusion Funds Limited (no longer appointed)

  FRN 727493 · Appointed 21 Dec 2015 · Until 12 Mar 2021

• Fusion Funds Limited (no longer appointed)

  FRN 727493 · Appointed 1 Dec 2015 · Until 2 Dec 2015

No changes recorded yet.