Ryan Paterson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 10 May 2023)
SCHRODER & CO. LIMITED
FRN 144206
- 14. Managing investments
- [FCA CF] Client dealing (since 6 May 2021)
- [FCA CF] Functions requiring qualifications (since 6 May 2021)
Fusion Wealth Limited (no longer approved here)
FRN 541404
- [FCA CF] Client dealing (12 Mar 2021 to 1 Aug 2023)
- [FCA CF] Functions requiring qualifications (12 Feb 2021 to 1 Aug 2023)
Thesis Asset Management Limited (no longer approved here)
FRN 114354
- CF30 Customer (10 Mar 2011 to 15 Jul 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.