Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Emlyn Hughes House
    Abbey Road
    Barrow-in-Furness
    Cumbria
    LA14 5PQ
    UNITED KINGDOM
    Phone
    +4401229824560
  • Complaints Contact

    Emlyn Hughes House
    Abbey Road
    Barrow-in-Furness
    Cumbria
    LA14 5PQ
    UNITED KINGDOM
    Phone
    +4401229824560

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter David Rogerson

    IRN PXR22485

    • SMF10 Chair of the Risk Committee (since 12 Jun 2024)
    • SMF14 Senior Independent Director (since 12 Jun 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 30 Oct 2019)
  • Peter Jeffrey Baines

    IRN PJB00023

    • [FCA CF] Functions requiring qualifications (18 Sep 2017 to 3 Jun 2022)
  • Peter Richard Wavell Hensman

    IRN PRH01105

    • CF2 Non Executive Director (1 Jan 2003 to 29 Apr 2014)
  • Philip Anthony Ireland

    IRN PAI01012

    • CF2 Non Executive Director (11 Jun 2010 to 31 Oct 2013)
  • Philip Lloyd Shipman

    IRN PLS01047

    • CF28 Systems and controls (17 Jul 2009 to 1 Nov 2010)
    • CF1 Director (1 Dec 2001 to 1 Nov 2010)
  • Philip Nigel Lake

    IRN PXL48157

    • [FCA CF] Manager of certification employee (3 Jan 2019 to 31 Mar 2022)
  • Phillip Alexander McLelland

    IRN PAM01177

    • SMF11 Chair of the Audit Committee (since 3 Jun 2024)
    • SMF10 Chair of the Risk Committee (3 Jun 2024 to 3 Jun 2024)
  • Phillip Edward Hayward

    IRN PXH48144

    • [FCA CF] Material risk taker (1 Jul 2019 to 6 May 2022)
  • Richard Peter Gregory

    IRN RXG84351

    • SMF4 Chief Risk (since 26 Nov 2025)
    • SMF16 Compliance Oversight (since 26 Nov 2025)
  • Robert James Cairns

    IRN RJC01188

    • CF28 Systems and controls (17 Jul 2009 to 1 Nov 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 17 Oct 2011)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF3 Chief Executive (1 Dec 2001 to 17 Oct 2011)
    • CF1 Director (1 Dec 2001 to 31 Oct 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.