Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Emlyn Hughes House
    Abbey Road
    Barrow-in-Furness
    Cumbria
    LA14 5PQ
    UNITED KINGDOM
    Phone
    +4401229824560
  • Complaints Contact

    Emlyn Hughes House
    Abbey Road
    Barrow-in-Furness
    Cumbria
    LA14 5PQ
    UNITED KINGDOM
    Phone
    +4401229824560

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Williams

    IRN RXW00706

    • [FCA CF] Material risk taker (since 24 Jun 2025)
  • Sandy Luke

    IRN SXL43376

    • [FCA CF] Material risk taker (4 Jan 2021 to 11 Oct 2022)
  • Sarah Louise Edmondson

    IRN SXE48156

    • [FCA CF] Manager of certification employee (1 Feb 2020 to 2 Jan 2023)
  • Sarah Roberts

    IRN SXR00622

    • [FCA CF] Material risk taker (since 19 Oct 2022)
  • Scott Thompson

    IRN SXT00787

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • Sharon Pennick

    IRN SXP00780

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 May 2023)
  • Simon James Broadley

    IRN SJB01711

    • Responsibility for MCD Intermediation (since 19 May 2025)
    • Responsible for Insurance Distribution (since 19 May 2025)
    • SMF1 Chief Executive (since 19 May 2025)
    • SMF3 Executive Director (since 11 May 2023)
  • Stephen Baxter

    IRN SXB19110

    • SMF24 Chief Operations (since 23 Jan 2020)
  • Steven Lindsay Pryer

    IRN SLP01035

    • Responsibility for MCD Intermediation (21 Mar 2016 to 28 Feb 2017)
    • SMF3 Executive Director (7 Mar 2016 to 28 Feb 2017)
    • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2010)
    • CF1 Director (20 Jan 2004 to 6 Mar 2016)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Susan Carol Nickson

    IRN SCN01013

    • CF2 Non Executive Director (9 May 2014 to 4 Jun 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.