Fulcrum Asset Management LLP

• Principal Place of Business

  Fulcrum Asset Management LLP

  Marble Arch House

  66 Seymour Street

  London

  Westminster

  W1H 5BT

  UNITED KINGDOM

  Phone

  +4402070166450

  Web

  https://www.fulcrumasset.com

• Complaints Contact

  Fulcrum Asset Management LLP

  Marble Arch House

  66 Seymour Street

  London

  Westminster

  W1H 5BT

  UNITED KINGDOM

  Phone

  +442072907803

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Alan Kaplan

  IRN DXK01165

  • CF4 Partner (4 Apr 2006 to 31 Jan 2007)
  • CF27 Investment Management (2 Dec 2005 to 31 Jan 2007)
• David James Merton

  IRN DXM00053

  • [FCA CF] Client dealing (since 21 Jun 2021)
• David Robert Hansen

  IRN DRH01141

  • CF26 Customer Trading (5 Sep 2006 to 3 Sep 2007)
• David William John Blake

  IRN DWB01072

  • CF30 Customer (1 Nov 2007 to 30 Nov 2011)
  • CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)
• Duncan Alexander Hayton

  IRN DAH01169

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Sep 2025)
  • SMF16 Compliance Oversight (since 18 Sep 2025)
• Emma Caroline Pickering

  IRN ECJ01011

  • SMF27 Partner (since 8 Jan 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Apr 2005 to 31 Oct 2007)
  • CF26 Customer Trading (14 Apr 2004 to 31 Oct 2007)
• Emma Halley

  IRN EXH01330

  • CF30 Customer (22 Apr 2014 to 27 Sep 2019)
• Erasmo Casalboni

  IRN EXC00122

  • [FCA CF] Client dealing (since 1 Feb 2021)
• Fawaz Altaf Chaudhry

  IRN FAC01030

  • SMF27 Partner (since 13 Dec 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Jul 2018 to 8 Dec 2019)
• Fedor Alexander Gerin Tertilt

  IRN FAT01013

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
  • CF30 Customer (17 Mar 2017 to 8 Dec 2019)

No changes recorded yet.