Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fulcrum Asset Management LLP
FRN 230683
- SMF16 Compliance Oversight (since 18 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Sep 2025)
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- CF10 Compliance Oversight (16 Mar 2010 to 16 Dec 2011)
- CF11 Money Laundering Reporting (16 Mar 2010 to 16 Dec 2011)
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- CF27 Investment Management (1 Dec 2001 to 20 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.