Fulcrum Asset Management LLP

• Principal Place of Business

  Fulcrum Asset Management LLP

  Marble Arch House

  66 Seymour Street

  London

  Westminster

  W1H 5BT

  UNITED KINGDOM

  Phone

  +4402070166450

  Web

  https://www.fulcrumasset.com

• Complaints Contact

  Fulcrum Asset Management LLP

  Marble Arch House

  66 Seymour Street

  London

  Westminster

  W1H 5BT

  UNITED KINGDOM

  Phone

  +442072907803

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Raheel Altaf

  IRN RXA01394

  • CF30 Customer (31 Oct 2011 to 18 Sep 2013)
• Rahil Ram

  IRN RXR23281

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2025)
  • CF30 Customer (6 Nov 2019 to 8 Dec 2019)
• Riocard Dayantha Joshua

  IRN RDJ01052

  • CF30 Customer (18 Aug 2014 to 31 Oct 2015)
• Rory Stephen McStay

  IRN RXS00963

  • [FCA CF] Client dealing (15 Nov 2023 to 9 Oct 2024)
• Samriddhi Sharma

  IRN SXS01125

  • [FCA CF] Client dealing (since 15 Nov 2022)
• Samuel Simon Gillis

  IRN SSG01013

  • CF30 Customer (2 Apr 2008 to 9 Jul 2008)
• Sara Rejal

  IRN SXR02410

  • [FCA CF] Client dealing (since 26 Nov 2025)
• Sarah Ricci

  IRN SXR00808

  • [FCA CF] Client dealing (since 30 Jan 2023)
• Scott Jason Gush

  IRN SJG01158

  • CF4 Partner (17 Nov 2005 to 31 May 2006)
  • CF27 Investment Management (26 Apr 2005 to 31 May 2006)
• Sean Lee Onyett

  IRN SLO01013

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 May 2008 to 8 Dec 2019)

No changes recorded yet.