Date authorised
1 April 2016
Companies House
09700818
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    110 Cannon Street
    London
    EC4N 6EU
    UNITED KINGDOM
    Phone
    +4402030054000
  • Complaints Contact

    110 Cannon Street
    London
    EC4N 6EU
    UNITED KINGDOM
    Phone
    +4402030054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Croft

    IRN AXC00515

    • [FCA CF] Client dealing (24 Mar 2021 to 30 Sep 2021)
  • Adrian John Alexander

    IRN AXA01279

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (22 Nov 2017 to 8 Dec 2019)
    • CF1 Director (22 Nov 2017 to 8 Dec 2019)
  • Alexander Hunton

    IRN AXH00461

    • [FCA CF] Client dealing (since 24 Mar 2021)
  • Alexander Sargeant

    IRN AXS00678

    • [FCA CF] Client dealing (18 Mar 2021 to 1 Apr 2023)
  • Alexander Starling

    IRN AXS00679

    • [FCA CF] Client dealing (since 15 Mar 2021)
  • Beth Warner

    IRN BXW00288

    • [FCA CF] Client dealing (since 26 Jan 2024)
  • Bilal Hasan

    IRN BXH00309

    • [FCA CF] Client dealing (since 22 Jun 2023)
  • Christopher Adlam

    IRN CXA00134

    • [FCA CF] Client dealing (since 24 Mar 2021)
  • Christopher John Archer

    IRN CJA01099

    • SMF3 Executive Director (9 Dec 2019 to 14 Feb 2020)
    • CF30 Customer (25 May 2018 to 8 Dec 2019)
    • CF1 Director (25 May 2018 to 8 Dec 2019)
  • Christopher Mark Crichton Naughton

    IRN MXN01166

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (11 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.