Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2019 to 8 Dec 2019)
    • CF1 Director (22 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (22 Nov 2017 to 8 Dec 2019)
  • Forvis Mazars Corporate Finance Limited (no longer approved here)

    FRN 197186

    • CF1 Director (27 Nov 2015 to 20 Oct 2017)
    • CF10 Compliance Oversight (7 Jun 2013 to 31 Oct 2017)
    • CF30 Customer (1 Nov 2007 to 20 Oct 2017)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.