Date authorised
1 April 2016
Companies House
09700818
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    110 Cannon Street
    London
    EC4N 6EU
    UNITED KINGDOM
    Phone
    +4402030054000
  • Complaints Contact

    110 Cannon Street
    London
    EC4N 6EU
    UNITED KINGDOM
    Phone
    +4402030054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Alan Hatchard

    IRN CAH01119

    • SMF3 Executive Director (19 Oct 2021 to 8 Sep 2025)
  • Colin Strevens

    IRN CXS02420

    • SMF3 Executive Director (9 Dec 2019 to 2 Nov 2020)
    • CF1 Director (20 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (29 Mar 2017 to 8 Dec 2019)
  • Dani Patel

    IRN DXP00259

    • [FCA CF] Client dealing (16 Mar 2021 to 10 Jun 2022)
  • Daniel Adam Bowtell

    IRN DXB00672

    • SMF3 Executive Director (24 Oct 2023 to 30 Apr 2025)
    • [FCA CF] Client dealing (21 Jun 2022 to 30 Apr 2025)
  • Daniel Brecker

    IRN DXB00498

    • SMF3 Executive Director (since 24 Oct 2023)
    • [FCA CF] Client dealing (since 3 Jun 2021)
  • Daniel Choucino

    IRN DXC00357

    • [FCA CF] Client dealing (3 Mar 2021 to 15 Sep 2023)
  • Daniel Salt

    IRN DXS00272

    • [FCA CF] Client dealing (since 2 Apr 2024)
  • Darren Roy Miller

    IRN DRM01114

    • [FCA CF] Client dealing (since 13 Apr 2023)
  • David Howes

    IRN DXH00262

    • [FCA CF] Client dealing (since 21 Jun 2024)
    • SMF3 Executive Director (15 Mar 2021 to 26 Sep 2024)
  • David Yeates Adams

    IRN DYA01001

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 13 Dec 2019)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2016 to 15 Sep 2016)
    • CF30 Customer (1 Apr 2016 to 28 Mar 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.