Date authorised
1 April 2016
Companies House
09700818
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    110 Cannon Street
    London
    EC4N 6EU
    UNITED KINGDOM
    Phone
    +4402030054000
  • Complaints Contact

    110 Cannon Street
    London
    EC4N 6EU
    UNITED KINGDOM
    Phone
    +4402030054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fahim Kassam

    IRN KXF01273

    • [FCA CF] Client dealing (2 Mar 2021 to 15 Sep 2023)
  • Fraser David Sinclair

    IRN FXS00193

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jul 2025)
  • Gary John Hyem

    IRN GJH01114

    • SMF3 Executive Director (26 Oct 2020 to 18 Sep 2023)
  • Gregory Cox

    IRN GXC00284

    • [FCA CF] Client dealing (30 Jun 2021 to 31 Mar 2025)
  • Harry John Walker

    IRN HJW01082

    • SMF3 Executive Director (9 Dec 2019 to 18 Sep 2023)
    • CF1 Director (20 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (6 Jul 2018 to 8 Dec 2019)
  • Heath Snyder

    IRN HXS01201

    • SMF3 Executive Director (26 Oct 2020 to 10 Apr 2023)
  • James Cooper

    IRN JXC00603

    • [FCA CF] Client dealing (since 23 Mar 2021)
  • James Mines

    IRN JXM01428

    • [FCA CF] Client dealing (since 11 Jul 2023)
  • James Patrick Quill

    IRN JPQ01007

    • CF1 Director (1 Apr 2016 to 4 Apr 2019)
  • Jeremy Stuart French

    IRN JSF01092

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (12 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.