Date authorised
1 April 2016
Companies House
09700818
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    110 Cannon Street
    London
    EC4N 6EU
    UNITED KINGDOM
    Phone
    +4402030054000
  • Complaints Contact

    110 Cannon Street
    London
    EC4N 6EU
    UNITED KINGDOM
    Phone
    +4402030054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanne Price

    IRN JXP00392

    • [FCA CF] Client dealing (since 24 Mar 2021)
  • Joel Coulson

    IRN JXC00602

    • [FCA CF] Client dealing (16 Mar 2021 to 31 Dec 2024)
  • John James

    IRN JXJ00135

    • [FCA CF] Client dealing (18 Mar 2021 to 28 Dec 2025)
  • Jon Dodge

    IRN JXD01424

    • [FCA CF] Client dealing (since 24 Mar 2021)
  • Julie Anne Kinnison

    IRN JAK01166

    • CF11 Money Laundering Reporting (1 Apr 2016 to 6 Dec 2019)
  • Karen Pattie

    IRN KXP01826

    • CF10 Compliance Oversight (3 Aug 2016 to 7 Jan 2019)
  • Mark Timothy Farlow

    IRN MTF01017

    • [FCA CF] Client dealing (20 Jun 2023 to 31 Aug 2025)
  • Martyn Christopher Rickels

    IRN MCR01132

    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
    • CF1 Director (1 Apr 2016 to 1 Apr 2019)
  • Matthew John Flower

    IRN MJF01144

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (10 Feb 2017 to 8 Dec 2019)
  • Michael Adrian Gare

    IRN MAG01144

    • [FCA CF] Client dealing (since 22 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 8 Feb 2021)
    • CF1 Director (11 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.